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Rockefeller Municipal Opportunities Fund

Rockefeller Capital Management · Interval Fund

Program Overview

Interval Fund
Rockefeller Municipal Opportunities Fund
Peer Group Filters
Objectives
IncomeCapital Appreciation
Asset Class
Private Credit
Vehicle
Interval Fund
Single / Multi Asset
Multi-Asset
Asset Class
Private Credit
Issuer
Rockefeller Municipal Opportunities Fund
Issuer Legal Structure
Delaware Statutory Trust
Program Life Structure
Perpetual
Securities Offered
Target Leverage
Maximum 33% debt-to-total-assets At 3/31/2026: TOB floating rate notes $61,875,000 (24.6% of net assets). $15M U.S. Bank line (eff. 9/12/2025) undrawn, secured by blanket pledge of unencumbered assets. Section 18 limits apply.
Strategy Risk/Return Profile
-
Managing Broker-Dealer
Scale
12,676,729 Common Shares outstanding
Minimum Investment
$1,000,000
Common Shares · waivable
Strategy Overview

The prospectus states the Fund seeks current income exempt from federal income tax and long-term capital appreciation. It invests at least 80% of net assets (plus borrowings for investment purposes) in securities generating federally tax-exempt income, a fundamental policy, and at least 60% of total assets in medium-grade or lower-rated or comparable unrated municipal securities. Investments in below-investment-grade securities are described as speculative. The Fund may use tender option bond financings and borrowings as leverage.

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