Ongoing Due Diligence

  • Our Ongoing Due Diligence processes focus on the continuous monitoring and assessment of product sponsors and their investment programs after the initial investment to ensure they maintain their expected performance standards and operational integrity. This process involves regular review of portfolio performance, adherence to investment guidelines, organizational changes, risk management practices, and compliance with regulatory requirements to identify any deterioration in investment capability or operational controls that may warrant remedial action or divestment.
  • Ongoing due diligence is available in Tier I and Teir II coverage depending on the needs of the wealth management and insurance industry.