Ongoing Due Diligence

Our Ongoing Due Diligence processes focus on the continuous monitoring and assessment of product sponsors and their investment programs, both private and public, after the initial investment to ensure they maintain their expected performance standards and operational integrity.

This process involves the following to help identify any deterioration in investment capability or operational controls that may warrant remedial action or divestment:

• Regular review of portfolio performance,
• Adherence to investment guidelines,
• Organizational changes,
• Risk management practices,
• Compliance with regulatory requirements
• and more

Ongoing due diligence is available in Tier I and Teir II coverage depending on the needs of the wealth management and insurance industry. 

Benefits to the Investing Community 

• Provides valuable investment program review and insight well beyond the offering period and for the life of the investment on alternative investments that are notorious for being a bit of a “black box” post-offering, primarily private offerings 

• Offers a streamlined solution to the disjointed DDQ process of multiple BDs/RIAs/Family Offices undertaking a wide variation of investment monitoring processes 

• Designed with visual ques to quickly provide feedback as to the program’s alignment with pre-investment expectations 

• Are you assessing an on-going asset management fee but struggling to conduct regular due diligence and monitoring of your investments? Buttonwood can help!